Compliance Program Gap Review
Assess existing policies, ownership, and controls so the team knows what is solid, what is missing, and what to fix first.
Compliance & Risk Review
CDM SUITE
Practical compliance discipline — not shelfware policies.
CDM Suite reviews policies, onboarding, and risk documentation so growing service businesses know what is solid, what is missing, and what to fix first. Reviews are led by senior FICA-credentialed compliance leadership.
What We Cover
Make compliance usable for the team that has to run it.
Client Onboarding and Due Diligence Workflows
Design practical intake and verification steps that match your risk profile — usable by staff, not shelfware.
Risk Assessment and Documentation Discipline
Structure risk reviews, evidence trails, and reporting so leadership can see exposure without drowning in jargon.
Internal Audit Readiness
Prepare documentation, sampling paths, and response habits so audits and reviews are less reactive.
Staff Training Outlines
Turn policy into short, teachable guidance so teams know what to do when a real case shows up.
How We Review
Senior FICA-credentialed compliance leadership reviews your real materials — policies, onboarding packs, risk notes — and returns prioritized findings, not a generic checklist dump.
FAQs
What this engagement is — and is not.
Is this banking MLRO or licensed compliance outsourcing?
No. CDM Suite provides practical compliance and risk review for service businesses and project-driven teams — policies, onboarding discipline, documentation, and readiness. We do not claim regulated banking appointments or guaranteed regulatory outcomes.
Who is it for?
Growing service businesses, professional firms, and project-driven teams that need clearer compliance programs, client due-diligence workflows, risk documentation, or internal audit readiness — without inventing a second vendor for the rest of growth and delivery.
What do we leave with?
Written findings on gaps and priorities, practical policy or workflow recommendations, and a clear next engagement recommendation — including when not to buy more yet.
Next Step
Start with a written review of the materials you already have.
Submit policies, onboarding, or risk docs for a Compliance Working Review — or book a consultation if you need to scope the bottleneck first.